Q1 2024 Quarterly VC Update: Chris Ahn on the State of Venture Capital Investing
In conjunction with our Q1 2024 Venture Financing Report, we sat down with Chris Ahn of Haun Ventures to get his take on the state of venture capital investing. Key insights from Chris Ahn On the significance of up rounds representing 65% of deals: “I think we’re still making our way […]
What Fund Managers Need to Know About SEC Form N-PX
A Securities and Exchange Commission (SEC) rule that takes effect on July 1, 2024, will require fund managers who file Form 13F reports to publicly report – on an annual basis on Form N-PX – the manner in which they vote on all pay-related proposals , which are advisory proposals […]
Venture Capital Fund Managers’ Guide to Applying the Latest Marketing Rule Risk Alert
One of the most important documents for fund managers is the marketing deck. Whether it’s to raise a new fund or a special purpose vehicle, or just to build relationships with prospective investors, every fund manager has some form of deck that highlights the managing directors, their professional experience and […]
Securities Laws Fundamentals for Venture Capital Fund Managers
If you’re starting out as a new firm and raising your first fund (or special purpose vehicle), there are a few securities laws principles that you’ll need to become familiar with. This post is intended to provide a quick introduction to the main securities laws that will apply to the […]
Q4 2023 Quarterly VC Update: Bobby Yazdani on the State of Venture Capital Investing
In conjunction with our Q4 2023 Venture Financing Report, Josh Seidenfeld sat down with Bobby Yazdani of Cota Capital to get his take on the state of venture capital investing. Key insights from Bobby Yazdani On underwriters’ ongoing hesitation to invest: “[C]oming off of 2022 and 2023, I think people are just gun-shy to underwrite […]
Annual SEC Section 13 Filing Requirements for Venture, Private Equity Funds
Venture and private equity funds that own equity securities of public companies may have numerous Securities and Exchange Commission filing requirements, including filings based on the size of the holdings of a particular portfolio company, aggregate holdings of securities across all public portfolio companies, and filings triggered by the volume […]
Q3 2023 Quarterly VC Update: Genevieve Kinney on the State of Venture Capital Investing
In conjunction with our Q3 2023 Venture Financing Report, Harley Brown sat down with Genevieve Kinney of General Catalyst to get her take on the state of venture capital investing. Key insights from Genevieve Kinney On the initial public offering (IPO) markets as we look ahead to 2024: “We think some of the larger enterprise companies will […]
California Adopts New Law Requiring VC Companies to Collect Diversity Data From Portfolio Company Founders
California’s governor recently signed into law SB 54, a bill intended to increase transparency regarding diversity of founding teams in the venture capital (VC) industry. The new law will require VC companies, including “venture capital funds” (as defined in the Investment Advisers Act of 1940), with a nexus to California to […]